Au, Siu Fai 區肇輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2020-03-04 | Rep | Dealing in futures contracts | 2020-03-13 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-09-01 | Rep | Automated trading services | 2004-09-01 | Rep | Dealing in securities | 2013-12-23 | RO | Dealing in securities | 2013-12-23 | 2020-01-17 | RO | Asset management | 2015-08-31 | 2017-07-12 |
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