Cai, Christian Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-07-19 | 2019-02-28 |
| 2 | Privium Fund Management (HK) Limited | Rep | Asset management | 2021-12-14 | 2023-06-22 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-08-17 | 2016-01-05 | Rep | Dealing in futures contracts | 2009-08-17 | 2016-01-05 | Rep | Dealing in securities | 2009-08-17 | 2016-01-05 | RO | Automated trading services | 2016-01-05 | 2017-03-10 | RO | Dealing in futures contracts | 2016-01-05 | 2017-03-10 | RO | Dealing in securities | 2016-01-05 | 2017-03-10 | Rep | Automated trading services | 2019-04-09 | 2020-05-13 | Rep | Dealing in futures contracts | 2019-04-09 | 2021-10-19 | Rep | Dealing in securities | 2019-04-09 | 2021-10-19 |
| 4 | Y-Intercept (Hong Kong) Limited | Rep | Asset management | 2023-09-28 |
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