Cerbourg, Sebastien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 1020 Capital Management Limited | RO | Asset management | 2020-08-25 | 2022-02-01 |
| 2 | Golden Full Asset Management Limited | Rep | Advising on securities | 2014-07-08 | 2014-10-16 | Rep | Asset management | 2014-07-08 | 2014-10-16 | RO | Advising on securities | 2014-10-16 | 2015-06-22 | RO | Asset management | 2014-10-16 | 2015-06-22 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2004-08-20 | 2012-03-31 | Rep | Dealing in futures contracts | 2004-08-20 | 2012-03-31 | Rep | Dealing in securities | 2004-08-20 | 2012-03-31 |
| 4 | THREE STONES CAPITAL LIMITED | RO | Asset management | 2015-11-11 | 2019-12-20 | RO | Advising on futures contracts | 2017-10-09 | 2019-12-20 | RO | Advising on securities | 2017-10-09 | 2019-12-20 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2022-03-31 |
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