Chan, Lydia Chiu Ming 陳昭明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2022-01-04 | |
2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-09-01 | Rep | Automated trading services | 2004-09-01 | Rep | Dealing in securities | 2021-12-31 |
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