Chan, Kelly Ka Yiu 陳家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-08-07 | 2010-05-07 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2010-05-07 | Rep | Dealing in securities | 2006-08-07 | 2010-05-07 |
| 3 | JANCHOR PARTNERS LIMITED | Rep | Asset management | 2012-06-29 | |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2010-06-28 | 2012-03-31 | Rep | Dealing in futures contracts | 2010-06-28 | 2012-03-31 | Rep | Dealing in securities | 2010-06-28 | 2012-03-31 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-06-15 | 2006-06-13 |
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