Chau, Eric Man Fai 周民輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-12-28 | 2009-09-04 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-12-28 | 2009-09-04 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-10-29 | 2015-11-19 | Rep | Dealing in futures contracts | 2015-10-29 | 2023-08-09 | Rep | Dealing in securities | 2015-10-29 | 2023-08-09 |
4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-29 | 2023-08-09 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-11 | 2007-12-11 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-11 | 2007-12-11 |
7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2007-12-28 | 2009-09-04 |
8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-01-25 | 2015-07-24 | Rep | Dealing in securities | 2010-01-25 | 2015-07-24 | Rep | Automated trading services | 2010-02-10 | 2015-07-24 |
9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Dealing in futures contracts | 2005-08-10 |
10 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-16 | Rep | Advising on securities | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Automated trading services | 2004-01-16 | Rep | Dealing in securities | 2005-08-10 |
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