Cheung, Philip Yin Loong 張恩龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-09-06 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-07-16 | 2004-11-23 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-09-24 | 2019-11-21 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-09-24 | 2019-11-21 |
| 5 | Nuvama Investment Advisors (Hongkong) Private Limited | RO | Advising on futures contracts | 2020-04-14 | RO | Advising on securities | 2020-04-14 | RO | Dealing in futures contracts | 2020-04-14 | RO | Dealing in securities | 2020-04-14 |
| 6 | Saxo Capital Markets HK Limited | Rep | Dealing in securities | 2016-08-18 | 2018-03-14 | Rep | Dealing in futures contracts | 2016-08-18 | 2018-03-27 | Rep | Leveraged foreign exchange trading | 2016-08-18 | 2018-03-27 | RO | Dealing in securities | 2018-03-14 | 2018-03-27 |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-08-10 | 2015-05-19 | Rep | Automated trading services | 2015-03-05 | 2015-05-19 | Rep | Dealing in futures contracts | 2015-03-05 | 2015-05-19 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-11-03 | 2010-07-28 |
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