Wang, Yuqi (SFC:BJI812) 王玉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2017-05-02 | 2017-05-29 |
| 2 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2017-05-02 | 2017-05-29 |
| 3 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2017-05-31 | 2017-08-22 |
| 4 | Rifa Securities Limited | Rep | Dealing in securities | 2017-05-31 | 2017-08-22 |
| 5 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-09-29 | 2020-10-16 |
| 6 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-09-29 | 2020-10-16 |
| 7 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2021-04-09 | 2021-04-30 |
| 8 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2021-04-09 | 2021-04-30 |
| 9 | Grand Capital Futures Limited | Rep | Dealing in futures contracts | 2021-05-26 | 2021-08-10 |
| 10 | Grand Capital Securities Limited | Rep | Dealing in securities | 2021-05-26 | 2021-08-10 |
| 11 | Grand Capital Securities Limited | Rep | Advising on securities | 2021-06-30 | 2021-08-10 |
| 12 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-02-07 | |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-02-07 |
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