Chowdhary, Pranav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-12-30 | 2017-11-13 | Rep | Dealing in securities | 2015-12-30 | 2017-11-13 | RO | Dealing in futures contracts | 2017-11-13 | 2020-07-03 | RO | Dealing in securities | 2017-11-13 | 2020-07-03 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-10-16 | 2014-03-08 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-16 | 2014-03-08 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-10-16 | 2014-03-08 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-09 | 2015-09-29 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-06-09 | 2015-09-29 | Rep | Dealing in securities | 2014-06-09 | 2015-09-29 |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-06-29 | 2012-06-02 | Rep | Dealing in futures contracts | 2009-06-29 | 2012-06-02 | Rep | Dealing in securities | 2009-06-29 | 2012-06-02 |
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