Frey, Ambroise Georges
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2016-08-16 | 2018-06-22 | Rep | Advising on securities | 2016-08-16 | 2018-06-22 | Rep | Dealing in futures contracts | 2016-08-16 | 2018-06-22 | Rep | Dealing in securities | 2016-08-16 | 2018-06-22 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2008-12-05 | 2012-07-07 | Rep | Dealing in futures contracts | 2008-12-05 | 2012-07-07 | Rep | Dealing in securities | 2008-12-05 | 2012-07-07 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-11-03 | 2022-02-14 | Rep | Dealing in securities | 2020-11-03 | 2022-02-14 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2018-10-11 | 2020-06-30 | Rep | Dealing in securities | 2018-10-11 | 2020-06-30 |
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