Gupta, Ashutosh (SFC:ATW073) 阿瑟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALBOURNE PARTNERS (ASIA) LIMITED | Rep | Advising on securities | 2022-01-11 | 2023-04-11 | RO | Advising on securities | 2023-04-11 |
| 2 | Ascender Capital Limited | Rep | Asset management | 2018-06-04 | 2020-09-30 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-12-13 | 2011-12-20 | Rep | Dealing in securities | 2011-12-13 | 2011-12-20 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-12-13 | 2011-12-20 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-24 | 2011-09-15 | Rep | Dealing in securities | 2009-09-24 | 2011-09-15 |
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