Ko, Shan Yin 高山燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-11-20 | Rep | Asset management | 2003-11-20 | Rep | Automated trading services | 2009-07-31 | Rep | Dealing in futures contracts | 2009-07-31 | Rep | Dealing in securities | 2003-11-25 | 2009-07-31 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-05-19 | 2011-05-31 | Rep | Dealing in securities | 2009-05-19 | 2011-05-31 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-06-14 | 2016-05-20 | Rep | Dealing in securities | 2011-06-14 | 2016-05-20 |
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