Lai, Gordon Yat Hung 黎一鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-12-08 | 2021-03-09 | Rep | Dealing in securities | 2016-12-08 | 2021-03-09 |
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2008-03-19 | 2009-06-03 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-11-11 | 2022-02-25 |
4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2021-05-10 | Rep | Dealing in securities | 2021-05-10 |
5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-06-09 | 2016-08-19 |
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