Leong, Gary Douglas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-11-02 | Rep | Dealing in securities | 2016-11-02 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-01-20 | 2011-01-10 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-09-22 | 2016-07-22 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-02 | 2009-04-30 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-07-07 | 2012-06-30 |
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