Lo, Man (SFC:ARZ122) 盧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-09-22 | Rep | Dealing in securities | 2015-09-22 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-11-27 | 2015-03-06 | Rep | Automated trading services | 2010-03-08 | 2015-03-06 | Rep | Dealing in futures contracts | 2010-03-08 | 2015-03-06 |
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