Luo, Peng (SFC:AUJ707) 羅鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2013-10-15 | 2015-01-30 | Rep | Dealing in securities | 2013-10-15 | 2015-01-30 |
| 2 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2014-09-18 | 2015-01-30 |
| 3 | PT Capital Partners Limited | Rep | Dealing in securities | 2023-09-05 | |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-04 | 2013-06-26 |
| 5 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2015-02-17 | 2017-05-17 | Rep | Dealing in securities | 2015-02-17 | 2017-05-17 | RO | Advising on securities | 2017-05-17 | 2021-03-31 | RO | Dealing in securities | 2017-05-17 | 2021-03-31 | Rep | Advising on securities | 2021-03-31 | 2023-03-22 | Rep | Dealing in securities | 2021-03-31 | 2023-03-22 |
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