Maarek, Pierre Lorn Axel Samuel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-03-20 | 2016-01-21 | Rep | Dealing in securities | 2015-03-20 | 2016-01-21 | Rep | Dealing in futures contracts | 2022-07-12 | Rep | Dealing in securities | 2022-07-12 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-03-18 | 2022-02-16 | Rep | Advising on securities | 2016-03-18 | 2022-02-16 | Rep | Automated trading services | 2016-03-18 | 2022-02-16 | Rep | Dealing in futures contracts | 2016-03-18 | 2022-02-16 | Rep | Dealing in securities | 2016-03-18 | 2022-02-16 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2008-06-24 | 2015-01-15 | Rep | Dealing in securities | 2008-06-24 | 2015-01-15 | Rep | Dealing in futures contracts | 2009-07-22 | 2015-01-15 |
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