McCann, Neil Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Dealing in securities | 2003-09-01 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2015-10-26 | 2020-02-28 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2003-09-25 | 2004-05-25 |
| 4 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2006-04-03 | 2009-01-22 | Rep | Automated trading services | 2006-04-03 | 2009-01-22 | Rep | Dealing in securities | 2006-04-03 | 2009-01-22 |
| 5 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2010-08-30 | 2011-04-22 | Rep | Dealing in securities | 2010-08-30 | 2011-04-22 |
| 6 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2004-01-05 | 2004-05-25 |
| 7 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-25 | 2004-05-25 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-30 | 2015-04-30 | Rep | Automated trading services | 2015-03-05 | 2015-04-30 | Rep | Dealing in futures contracts | 2015-03-05 | 2015-04-30 |
| 9 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2009-04-30 | 2010-05-19 | Rep | Dealing in securities | 2009-04-30 | 2010-05-19 |
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