Patois, Jean-Baptiste Francois Damien Henri
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2024-01-08 | Rep | Dealing in securities | 2024-01-08 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-11-26 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-11-26 | 2018-08-09 | Rep | Dealing in securities | 2012-11-26 | 2018-08-09 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-26 | 2018-04-09 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-02 | 2022-10-14 | Rep | Dealing in securities | 2018-11-02 | 2022-10-14 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2008-12-02 | 2012-07-21 | Rep | Dealing in futures contracts | 2008-12-02 | 2012-07-21 | Rep | Dealing in securities | 2008-12-02 | 2012-07-21 |
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