Petermann, Stephane Albert (SFC:AXZ945)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2011-09-05 | 2013-07-08 | Rep | Dealing in futures contracts | 2011-09-05 | 2013-07-08 | Rep | Dealing in securities | 2011-09-05 | 2013-07-08 | RO | Automated trading services | 2013-07-08 | 2016-09-20 | RO | Dealing in futures contracts | 2013-07-08 | 2016-09-20 | RO | Dealing in securities | 2013-07-08 | 2016-09-20 | Rep | Automated trading services | 2016-09-20 | 2016-11-11 | Rep | Dealing in futures contracts | 2016-09-20 | 2016-11-11 | Rep | Dealing in securities | 2016-09-20 | 2016-11-11 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-04-03 | 2018-01-04 | Rep | Dealing in securities | 2017-04-03 | 2018-01-04 | RO | Dealing in futures contracts | 2018-01-04 | 2019-10-03 | RO | Dealing in securities | 2018-01-04 | 2019-10-03 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-04-03 | 2018-01-04 | Rep | Dealing in securities | 2017-04-03 | 2018-01-04 | RO | Dealing in futures contracts | 2018-01-04 | 2019-10-03 | RO | Dealing in securities | 2018-01-04 | 2019-10-03 |
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