Plimack, Andrew Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2016-03-16 | 2017-03-09 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-15 | 2010-02-17 | Rep | Automated trading services | 2008-11-07 | 2010-02-17 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-02-17 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-01-15 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-01-15 | 2008-11-24 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-08-17 | 2022-04-20 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2004-11-17 | 2007-01-01 | Rep | Dealing in futures contracts | 2004-11-17 | 2007-01-01 | Rep | Dealing in securities | 2004-11-17 | 2007-01-01 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2010-05-14 | 2014-06-27 | Rep | Dealing in futures contracts | 2010-05-14 | 2014-06-27 | Rep | Dealing in securities | 2010-05-14 | 2014-06-27 |
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