So, Wan Yi 蘇韻怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-09-01 | 2012-09-01 | Rep | Dealing in securities | 2018-06-21 | 2018-07-12 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-11-05 | |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2020-01-23 |
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