Tan, Snowy Sze Ling 陳施霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CYPRESS LANE CAPITAL LIMITED | Rep | Asset management | 2009-07-21 | 2010-11-30 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-03-22 | 2008-08-01 | Rep | Dealing in securities | 2006-03-22 | 2008-08-01 |
| 3 | RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2005-07-19 | 2006-01-16 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2011-02-18 | 2015-05-15 | Rep | Dealing in futures contracts | 2011-02-18 | 2015-05-15 | Rep | Dealing in securities | 2011-02-18 | 2015-05-15 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-09 | 2005-06-02 | Rep | Dealing in securities | 2004-08-09 | 2005-06-02 |
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