Werno, Alexandre Maurice Louis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2018-02-21 | 2018-12-31 | Rep | Dealing in securities | 2018-02-21 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2023-10-01 | Rep | Dealing in securities | 2019-01-01 | 2023-10-01 |
| 2 | HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED | RO | Advising on securities | 2015-07-31 | 2017-11-01 | RO | Asset management | 2015-07-31 | 2017-11-01 | RO | Dealing in securities | 2017-08-04 | 2017-11-01 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-09-11 | 2013-05-02 | Rep | Advising on securities | 2010-09-30 | 2013-05-02 |
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