Yu, Janice Man Kiu 茹蔓喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-05-25 | 2009-04-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-05-25 | 2009-04-21 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | Rep | Advising on securities | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Automated trading services | 2003-09-19 | Rep | Dealing in securities | 2004-02-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-03-01 | 2005-05-06 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-06-10 | 2012-08-01 | Rep | Automated trading services | 2009-07-31 | 2012-08-01 | Rep | Dealing in futures contracts | 2009-07-31 | 2012-08-01 |
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