Zhang, Xuan (SFC:AIQ967) 張璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2014-12-03 | 2015-04-20 | Rep | Asset management | 2014-12-03 | 2015-04-20 | Rep | Dealing in securities | 2014-12-03 | 2015-04-20 | RO | Advising on securities | 2015-04-20 | 2019-11-22 | RO | Asset management | 2015-04-20 | 2019-11-22 | RO | Dealing in securities | 2015-04-20 | 2019-11-22 |
| 2 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2008-08-31 | Rep | Dealing in securities | 2008-08-31 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2011-09-02 | 2014-07-16 | Rep | Dealing in securities | 2011-09-02 | 2014-07-16 | Rep | Asset management | 2014-04-25 | 2014-07-16 | RO | Advising on securities | 2014-07-16 | 2014-11-25 | RO | Asset management | 2014-07-16 | 2014-11-25 | RO | Dealing in securities | 2014-07-16 | 2014-11-25 |
| 4 | TCW ASIA LIMITED | Rep | Dealing in securities | 2020-03-11 | 2020-04-14 | RO | Dealing in securities | 2020-04-14 | RO | Asset management | 2022-10-06 |
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