Han, Jundong 韓駿東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | COFCO Asset Management (International) Company Limited | Rep | Advising on securities | 2021-12-14 | 2022-01-14 | Rep | Asset management | 2021-12-14 | 2022-01-14 | Rep | Dealing in securities | 2021-12-16 | 2022-01-14 | RO | Advising on securities | 2022-01-14 | 2023-07-11 | RO | Asset management | 2022-01-14 | 2023-07-11 | RO | Dealing in securities | 2022-01-14 | 2023-07-11 |
| 2 | Donghai International Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-06-02 | 2018-01-02 | RO | Asset management | 2016-06-02 | 2018-01-02 |
| 3 | Fortune Asset Management Limited | Rep | Advising on securities | 2019-01-15 | 2019-01-15 | Rep | Asset management | 2019-01-15 | 2019-01-15 | RO | Advising on securities | 2019-01-15 | 2021-11-19 | RO | Asset management | 2019-01-15 | 2021-11-19 |
| 4 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-12 | 2015-07-21 | Rep | Asset management | 2014-06-12 | 2015-07-21 | RO | Advising on securities | 2015-07-21 | 2015-11-27 | RO | Asset management | 2015-07-21 | 2015-11-27 |
| 5 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2011-02-28 | 2011-07-01 |
| 6 | Maxwealth Global Asset Management Company Limited | Rep | Advising on securities | 2023-09-06 | 2023-11-14 | Rep | Asset management | 2023-09-06 | 2023-11-14 | RO | Advising on securities | 2023-11-14 | RO | Asset management | 2023-11-14 | RO | Dealing in securities | 2024-03-11 |
| 7 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-07-27 | 2014-06-01 | Rep | Asset management | 2011-07-27 | 2014-06-01 |
| 8 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2011-02-20 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-03-01 | 2011-02-20 |
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