Xiao, Kai (SFC:AVM758) 肖凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-07-21 | 2011-01-01 |
| 2 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-01 | 2015-04-10 | Rep | Advising on securities | 2014-06-12 | 2015-11-19 | RO | Dealing in securities | 2015-04-10 | 2015-11-19 |
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