Zhao, Sheng (SFC:AUE973) 趙晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-10-31 | |
| 2 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2019-06-13 | 2020-06-05 |
| 3 | Polymer Capital Management (HK) Limited | Rep | Asset management | 2020-06-05 | 2022-05-02 |
| 4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2009-12-16 | 2014-03-18 | Rep | Asset management | 2009-12-16 | 2014-03-18 |
| 5 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-04-07 | 2017-01-31 | Rep | Asset management | 2014-04-07 | 2017-01-31 |
| 6 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-03-08 | 2019-05-31 | Rep | Asset management | 2017-03-08 | 2019-05-31 |
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