Chau, Tanny Suk Bing 周淑冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AURORA ASIA LIMITED | RO | Advising on corporate finance | 2004-05-21 | 2006-05-21 |
| 2 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2014-03-31 | 2014-05-23 | RO | Advising on corporate finance | 2014-05-23 | 2023-05-07 |
| 3 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-31 | 2014-05-23 | RO | Dealing in securities | 2014-05-23 | 2023-05-07 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2006-08-22 | 2006-10-13 | RO | Advising on corporate finance | 2006-10-13 | 2014-03-17 | RO | Advising on securities | 2006-10-13 | 2014-03-17 | RO | Dealing in securities | 2006-10-13 | 2014-03-17 |
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