Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMS CAPITAL LIMITED (d2012-07-13) | Rep | Asset management | 2004-02-18 | Rep | Advising on corporate finance | 2007-04-30 | Rep | Advising on securities | 2007-04-30 |
| 2 | CMB International Capital Limited | RO | Advising on corporate finance | 2015-07-31 | RO | Dealing in securities | 2015-07-31 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-02-26 | 2014-04-28 | Rep | Dealing in securities | 2014-02-26 | 2014-04-28 | RO | Advising on corporate finance | 2014-04-28 | 2015-07-13 | RO | Dealing in securities | 2014-04-28 | 2015-07-13 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-05-03 | 2011-06-20 | Rep | Advising on securities | 2011-05-03 | 2011-06-20 | Rep | Dealing in securities | 2011-05-03 | 2011-06-20 | RO | Advising on corporate finance | 2011-06-20 | 2014-02-12 | RO | Advising on securities | 2011-06-20 | 2014-02-12 | RO | Dealing in securities | 2011-06-20 | 2014-02-12 |
| 5 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2007-05-22 | 2010-11-08 | Rep | Advising on securities | 2007-05-22 | 2010-11-08 | RO | Advising on corporate finance | 2010-11-08 | 2011-02-28 | RO | Advising on securities | 2010-11-08 | 2011-02-28 | RO | Dealing in securities | 2010-11-08 | 2011-02-28 |
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