Chan, Ying Wai (SFC:AUC919) 陳英偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-11-12 | 2011-07-30 | Rep | Advising on securities | 2009-11-12 | 2011-07-30 | Rep | Asset management | 2009-11-12 | 2011-07-30 | Rep | Advising on corporate finance | 2023-12-20 | 2024-02-08 | RO | Advising on corporate finance | 2024-02-08 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2009-11-12 | 2011-07-30 | Rep | Dealing in securities | 2023-12-20 | 2024-02-08 | RO | Dealing in securities | 2024-02-08 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-15 | 2017-07-27 | Rep | Advising on securities | 2017-06-15 | 2017-07-27 | Rep | Dealing in securities | 2017-06-15 | 2017-07-27 | RO | Advising on corporate finance | 2017-07-27 | 2019-04-14 | RO | Advising on securities | 2017-07-27 | 2019-04-14 | RO | Dealing in securities | 2017-07-27 | 2019-04-14 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-08-03 | 2015-09-21 | Rep | Advising on securities | 2011-08-03 | 2015-09-21 | Rep | Dealing in securities | 2011-08-03 | 2015-09-21 | RO | Advising on corporate finance | 2015-09-21 | 2017-05-20 | RO | Advising on securities | 2015-09-21 | 2017-05-20 | RO | Dealing in securities | 2015-09-21 | 2017-05-20 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-02 | 2019-06-10 | RO | Dealing in securities | 2019-06-10 | 2023-04-17 |
| 6 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-05-02 | 2019-06-10 | RO | Advising on corporate finance | 2019-06-10 | 2023-04-17 |
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