Lam, Wai Tong 林瑋瑭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2020-01-17 | 2020-12-31 | Rep | Advising on securities | 2020-01-17 | 2020-12-31 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-10 | 2007-10-24 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-07-10 | 2007-10-24 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-10 | 2007-10-24 |
| 5 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2010-06-17 | 2011-06-18 | Rep | Dealing in securities | 2010-06-17 | 2011-06-18 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-19 | 2010-05-31 | Rep | Advising on corporate finance | 2007-12-17 | 2010-05-31 | Rep | Advising on securities | 2007-12-17 | 2010-05-31 | Rep | Advising on corporate finance | 2011-08-02 | 2012-09-01 | Rep | Advising on securities | 2011-08-02 | 2012-09-01 | Rep | Dealing in securities | 2011-08-02 | 2012-09-01 |
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