Ozorio, Gertrude Marion 柯家如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-06-21 | 2008-11-13 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-06-21 | 2008-11-13 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-08-28 | 2016-01-15 | Rep | Dealing in securities | 2014-08-28 | 2016-01-15 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-08-29 | 2012-10-19 | Rep | Advising on securities | 2011-08-29 | 2012-10-19 | Rep | Dealing in securities | 2011-08-29 | 2012-10-19 |
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