Lam, Lok Kay 林樂其

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-21
iBest Securities Company Limited Rep 2003-08-21
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-21
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on securities 2003-08-21
iBest Securities Company Limited Rep 2003-08-21
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Asset management 2003-08-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-08-21
iBest Securities Company Limited Rep 2003-08-21
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Automated trading services 2003-08-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-08-21
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-10-26
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep 2011-05-19 2018-09-23
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2004-10-26
iBest Securities Company Limited Rep 2004-10-26
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2011-05-19 2018-09-23
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2004-01-28 2004-10-26

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