Ha, Summer Sat Sha 夏薩沙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2011-08-09 | 2012-03-13 | Rep | Asset management | 2011-08-09 | 2012-03-13 | Rep | Dealing in securities | 2011-08-09 | 2012-03-13 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-10-06 | 2011-08-03 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-10-06 | 2011-08-03 |
| 4 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-12-02 | 2006-02-10 |
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