Kok, Ka Wai 郭嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2023-10-20 | Rep | Asset management | 2023-10-20 | Rep | Dealing in securities | 2023-10-20 |
| 2 | Bright Fund Management Limited | Rep | Asset management | 2011-08-19 | 2022-04-22 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-20 | 2022-04-22 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-06-15 | 2022-04-22 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-03-18 | 2022-04-22 | Rep | Advising on securities | 2009-06-15 | 2022-04-22 |
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