Leung, Ka Man (SFC:ANG569) 梁家文

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited RO Advising on securities 2019-06-17 2020-05-20
RO Asset management 2019-06-17 2020-05-20
2 Bright Fund Management Limited Rep Asset management 2011-06-03 2013-07-07
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2007-11-29 2013-07-07
4 EXCELLENT TIDE SECURITIES LIMITED RO Dealing in securities 2019-06-17 2020-05-20
5 FDB Asset Management Limited RO Advising on securities 2023-06-12
RO Asset management 2023-06-12
6 FDB Financial Group Limited RO Advising on securities 2021-03-05
RO Asset management 2021-03-05
7 KGI ASIA LIMITED Rep Dealing in securities 2013-07-29 2014-06-13
8 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Dealing in securities 2013-07-29 2014-06-13
9 LUK FOOK SECURITIES (HK) LIMITED Rep Asset management 2014-07-09 2016-05-31
Rep Dealing in securities 2014-07-09 2016-05-31
10 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED Rep Advising on securities 2006-04-04 2007-04-01
11 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2016-12-19 2019-06-10
12 South China Futures Investment Limited Rep Dealing in futures contracts 2019-06-17 2019-08-01
RO Dealing in futures contracts 2019-08-01 2020-05-20
13 South China Investment Management Limited Rep Asset management 2016-11-21 2018-03-09
RO Asset management 2018-03-09 2019-06-10
14 SOUTH CHINA RESEARCH LIMITED RO Advising on securities 2017-09-11 2019-06-10
15 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2016-09-01 2017-09-11
RO Dealing in securities 2017-09-11 2019-06-10

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