Ng, Wai Yee (SFC:AGH232) 吳惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2011-08-04 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-16 | |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-11-01 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-08-18 | Rep | Advising on securities | 2010-11-25 |
| 5 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-16 | Rep | Asset management | 2004-08-16 | Rep | Advising on securities | 2004-08-17 | Rep | Dealing in securities | 2004-08-17 |
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