Shum, Kwun Chi 沈冠智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2011-08-03 | 2017-06-27 | Rep | Asset management | 2011-08-03 | 2017-06-27 | Rep | Dealing in securities | 2011-08-03 | 2017-06-27 |
| 2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2006-09-11 | 2008-01-05 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-11 | 2008-01-05 |
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