Wo, Ki 鄔奇

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bright Fund Management Limited Rep Advising on corporate finance 2003-11-26
Everbright Securities Investment Services (HK) Limited Rep 2003-11-26
2 CES Commodities (HK) Limited Rep Advising on futures contracts 2003-11-26
3 Bright Fund Management Limited Rep Advising on securities 2005-07-28
Everbright Securities Investment Services (HK) Limited Rep 2003-11-26
Everbright Securities Investment Services (HK) Limited Rep 2005-07-28 2010-09-01
Everbright Securities Investment Services (HK) Limited RO 2010-09-01 2014-06-12
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2015-04-02 2017-11-21
HSBC BROKING SECURITIES (ASIA) LIMITED RO 2017-11-21
4 Bright Fund Management Limited Rep Asset management 2003-11-26
CES Commodities (HK) Limited Rep 2003-11-26
Everbright Securities Investment Services (HK) Limited Rep 2003-11-26
Bright Fund Management Limited Rep 2011-05-19 2014-06-12
5 Everbright Securities Investment Services (HK) Limited Rep Automated trading services 2003-07-07
6 CES Commodities (HK) Limited Rep Dealing in futures contracts 2005-07-28
CES Commodities (HK) Limited RO 2005-07-28 2014-06-12
HSBC BROKING FUTURES (ASIA) LIMITED Rep 2014-07-04 2014-07-29
HSBC BROKING FUTURES (ASIA) LIMITED RO 2014-07-29
7 Bright Fund Management Limited Rep Dealing in securities 2005-07-28
Everbright Securities Investment Services (HK) Limited Rep 2005-07-28
Everbright Securities Investment Services (HK) Limited RO 2005-07-28 2014-06-12
Everbright Securities Digital Finance (HK) Limited RO 2011-08-08 2014-06-12
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2014-07-04 2014-07-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep 2014-07-04 2014-07-29
HSBC BROKING SECURITIES (ASIA) LIMITED RO 2014-07-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED RO 2014-07-29 2017-07-16
HSBC BROKING SECURITIES (HONG KONG) LIMITED RO 2021-04-12
8 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2011-08-08 2014-06-12
HSBC BROKING FOREX (ASIA) LIMITED Rep 2014-07-04 2014-07-29
HSBC BROKING FOREX (ASIA) LIMITED RO 2014-07-29
9 SUN TAI CHEUNG CREDITS LIMITED RO Securities margin financing 2004-10-21

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