Wo, Ki 鄔奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on corporate finance | 2003-11-26 | |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-11-26 | |
| 3 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-26 | |
| 4 | Bright Fund Management Limited | Rep | Advising on securities | 2005-07-28 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2003-11-26 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-07-28 | 2010-09-01 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-04-02 | 2017-11-21 |
| 8 | Bright Fund Management Limited | Rep | Asset management | 2003-11-26 | |
| 9 | CES Commodities (HK) Limited | Rep | Asset management | 2003-11-26 | |
| 10 | Everbright Securities Investment Services (HK) Limited | Rep | Asset management | 2003-11-26 | |
| 11 | Bright Fund Management Limited | Rep | Asset management | 2011-05-19 | 2014-06-12 |
| 12 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | |
| 13 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-07-28 | |
| 14 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-04 | 2014-07-29 |
| 15 | Bright Fund Management Limited | Rep | Dealing in securities | 2005-07-28 | |
| 16 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-07-28 | |
| 17 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-04 | 2014-07-29 |
| 18 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-04 | 2014-07-29 |
| 19 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-08-08 | 2014-06-12 |
| 20 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-04 | 2014-07-29 |
| 21 | Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2010-09-01 | 2014-06-12 |
| 22 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2017-11-21 | |
| 23 | CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2005-07-28 | 2014-06-12 |
| 24 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2014-07-29 | |
| 25 | Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2005-07-28 | 2014-06-12 |
| 26 | Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2011-08-08 | 2014-06-12 |
| 27 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2014-07-29 | |
| 28 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-07-29 | 2017-07-16 |
| 29 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2021-04-12 | |
| 30 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2014-07-29 | |
| 31 | SUN TAI CHEUNG CREDITS LIMITED | RO | Securities margin financing | 2004-10-21 |
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