Woo, Siu Mui 胡少梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2011-03-10 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in futures contracts | 2017-09-21 | RO | Dealing in futures contracts | 2017-09-21 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | ||
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2017-12-05 | Rep | Dealing in futures contracts | 2017-12-05 | 2018-05-25 | RO | Dealing in futures contracts | 2018-05-25 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-12-05 | 2018-05-25 | RO | Dealing in securities | 2018-05-25 |
| 6 | Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Automated trading services | 2003-12-30 | Rep | Dealing in securities | 2006-03-31 | Rep | Dealing in securities | 2020-06-11 | 2021-12-17 | RO | Dealing in securities | 2021-12-17 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Advising on securities | 2018-09-27 | Rep | Asset management | 2023-12-12 |
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