Woo, Siu Mui 胡少梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2017-09-21 | |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | ||
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2017-12-05 | RO | Dealing in futures contracts | 2018-05-25 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2018-05-25 | |
| 5 | Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2021-12-17 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | Rep | Advising on securities | 2018-09-27 | Rep | Asset management | 2023-12-12 |
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