Yim, Kam Ting 嚴錦婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2011-05-06 | 2015-03-28 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-06-15 | 2015-03-28 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-01-20 | 2015-03-28 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-12-31 | 2015-03-28 |
| 5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2018-03-19 | 2018-08-07 | RO | Leveraged foreign exchange trading | 2018-08-07 | 2021-09-24 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-03-19 | 2018-08-07 | RO | Dealing in futures contracts | 2018-08-07 | 2021-09-24 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-03-19 | 2018-08-07 | Rep | Advising on securities | 2018-03-19 | 2021-09-24 | RO | Dealing in securities | 2018-08-07 | 2021-09-24 |
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