Tai, Kevin Yiu Kuen 戴耀權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | RO | Advising on securities | 2017-03-30 | 2021-12-31 | RO | Dealing in securities | 2017-03-30 | 2021-12-31 | RO | Asset management | 2018-07-11 | 2021-12-31 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on securities | 2018-07-09 | 2021-12-31 | RO | Dealing in securities | 2018-07-09 | 2021-12-31 |
| 3 | Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2004-01-28 | 2021-12-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2005-03-15 | 2021-12-31 | RO | Advising on securities | 2018-07-09 | 2021-12-31 | RO | Asset management | 2021-01-22 | 2021-12-31 |
| 5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2024-04-23 | Rep | Asset management | 2024-04-23 | Rep | Dealing in securities | 2024-04-23 |
| 6 | KGI ASIA LIMITED | Rep | Advising on securities | 2022-01-14 | 2022-03-16 | Rep | Dealing in securities | 2022-01-14 | 2022-03-16 | RO | Advising on securities | 2022-03-16 | 2023-12-12 | RO | Dealing in securities | 2022-03-16 | 2023-12-12 |
| 7 | KGI Asset Management Limited | Rep | Advising on securities | 2022-01-14 | 2022-03-16 | Rep | Asset management | 2022-01-14 | 2022-03-16 | Rep | Dealing in securities | 2022-01-14 | 2022-03-16 | RO | Advising on securities | 2022-03-16 | 2023-12-12 | RO | Asset management | 2022-03-16 | 2023-12-12 | RO | Dealing in securities | 2022-03-16 | 2023-12-12 |
| 8 | KGI CAPITAL ASIA LIMITED | Rep | Advising on securities | 2022-01-14 | 2022-03-16 | Rep | Dealing in securities | 2022-01-14 | 2022-03-16 | RO | Advising on securities | 2022-03-16 | 2023-12-12 | RO | Dealing in securities | 2022-03-16 | 2023-12-12 |
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