Chau, Chun Ho 周振豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2011-04-11 2012-01-30
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2011-01-20 2012-01-30
3 Everbright Securities Digital Finance (HK) Limited Rep Dealing in securities 2011-05-23 2012-01-30
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-01-20 2012-01-30
5 Rakuten Securities Hong Kong Limited Rep Leveraged foreign exchange trading 2008-02-19 2008-04-04
6 SINOMAX SECURITIES LIMITED Rep Dealing in securities 2021-01-04 2022-07-11
7 Success Futures and Foreign Exchange Limited Rep Leveraged foreign exchange trading 2010-06-21 2010-10-30
8 TSE'S SECURITIES LIMITED Rep Dealing in securities 2017-11-08 2020-09-01

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