Kong, Siu Tin 江紹田
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2012-01-27 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-31 | 2017-12-22 | RO | Dealing in futures contracts | 2017-12-22 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-12-31 | |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2008-12-31 | 2013-09-04 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-10-04 | 2017-09-07 | Rep | Advising on securities | 2008-05-06 | RO | Dealing in securities | 2017-09-07 |
| 6 | iBest Consultants Limited | Rep | Advising on securities | 2003-10-13 | 2004-06-09 | Rep | Asset management | 2003-10-13 | 2004-06-09 |
| 7 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2006-03-20 | 2007-09-03 | Rep | Dealing in securities | 2006-03-20 | 2007-09-03 |
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