Tam, Shing Tak 譚聖德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2016-11-04 | 2017-08-11 |
2 | Arta Global Markets Limited | Rep | Dealing in securities | 2016-11-04 | 2017-08-11 |
3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-12-18 | 2011-04-27 |
4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-18 | 2011-04-27 |
5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-05-24 | 2013-08-12 |
6 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2011-05-24 | 2013-08-12 |
7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-05-24 | 2013-08-12 |
8 | HF Asset Management Limited (HK) | RO | Asset management | 2019-05-23 | 2019-06-21 |
9 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2019-03-18 | 2019-06-21 | RO | Dealing in securities | 2019-03-18 | 2019-06-21 |
10 | Ruibang Securities Limited | Rep | Dealing in securities | 2017-08-22 | 2017-10-11 | RO | Dealing in securities | 2017-10-11 | 2019-02-08 | RO | Advising on securities | 2018-11-19 | 2019-02-08 |
11 | Solomon JFZ (Asia) Holdings Limited | RO | Dealing in securities | 2019-09-05 | RO | Advising on securities | 2019-10-16 | RO | Asset management | 2019-10-16 | 2021-11-03 | RO | Advising on corporate finance | 2022-06-13 | RO | Asset management | 2023-08-11 |
12 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-19 | 2016-10-29 |
13 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-19 | 2016-10-29 |
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