Leung, Roger Sung Yeung 梁崇讓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-01-19 | 2017-02-15 | Rep | Asset management | 2017-01-19 | 2017-02-15 | RO | Advising on securities | 2017-02-15 | 2017-08-08 | RO | Asset management | 2017-02-15 | 2017-08-08 |
| 2 | HONG KONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2004-01-21 | 2008-01-05 |
| 3 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-21 | 2008-01-05 |
| 4 | PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-12-28 | RO | Asset management | 2022-12-28 |
| 5 | Realord Asia Pacific Asset Management Limited | RO | Advising on securities | 2019-03-14 | 2020-05-31 | RO | Asset management | 2019-03-14 | 2020-05-31 |
| 6 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2018-01-16 | 2018-01-29 | RO | Dealing in securities | 2018-01-29 | 2020-05-31 |
| 7 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-21 | 2008-03-05 | RO | Dealing in securities | 2008-03-05 | 2016-07-14 | RO | Advising on securities | 2010-04-13 | 2016-07-14 | Rep | Asset management | 2010-11-10 | 2016-07-14 |
| 8 | ZH SECURITIES LIMITED | RO | Advising on securities | 2021-06-24 | 2021-11-30 | RO | Asset management | 2021-06-24 | 2021-11-30 | RO | Dealing in securities | 2021-06-24 | 2021-11-30 |
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