Shum, Chun Ying 沈振盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TSE'S SECURITIES LIMITED | RO | Advising on corporate finance | 2007-09-01 | |
| 2 | TSE'S SECURITIES LIMITED | RO | Advising on securities | 2007-09-01 | EMPEROR SECURITIES LIMITED (HK) | RO | 2008-01-25 | 2009-05-01 | TSE'S SECURITIES LIMITED | Rep | 2009-05-19 | 2010-08-20 | TSE'S SECURITIES LIMITED | RO | 2010-08-20 | 2024-01-31 |
| 3 | TSE'S SECURITIES LIMITED | RO | Asset management | 2007-09-01 | TSE'S SECURITIES LIMITED | RO | 2010-08-20 | 2024-01-31 |
| 4 | TSE'S SECURITIES LIMITED | RO | Dealing in securities | 2007-09-01 | EMPEROR SECURITIES LIMITED (HK) | RO | 2008-01-25 | 2009-05-01 | TSE'S SECURITIES LIMITED | Rep | 2009-05-19 | 2010-08-20 | TSE'S SECURITIES LIMITED | RO | 2010-08-20 | 2024-01-31 |
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